If only this could become reality.
If only…
Recent SEC quote: “But I will say that I am far more concerned with the quality and impact of the enforcement actions that we bring than with chasing numbers.”
If only…
Preventing fraud and deception to protect investors became the regulatory focus.
If only…
Removing bad actors was the #1 priority.
If only…
The agencies didn’t spend an inordinate amount of time trying to catch minor paperwork errors and technical missteps with no investor harm.
If only…
Compliance wasn’t a checklist exercise detached from outcomes.
If only…
Rant over.
#investmentbanking #technology #corporatecurrency #homecrowdadvantage #privateequity #venturecapital #castleplacement #cpgoapp
