Our Services
Capital Raising
Castle Placement provides sophisticated technology and bulge bracket investment banking expertise, helping great companies raise capital from institutional and accredited investors worldwide.
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Current Transactions
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Current Capital Raises
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Institutional Investors
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Senior Bankers
Offering Types
Most Common
Reg D 506(c)
→No size limitations on capital raise
→Accredited and institutional investors only
→Launch as fast as 1 week
→3rd party upfront costs: Minimal
Broader Reach
Reg A+
→Raise up to $75M each year
→Non-accredited, accredited and institutional investors
→Launch in approx. 6 months
→3rd party upfront costs: $100K–$150K
Crowdfunding
Reg CF
→Raise up to $5M per year
→All investors including non-accredited
→Launch in approx. 4–6 weeks
→3rd party costs: Low
Capital Raising Process
1
We Become Your Capital Raising Team
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- Involved throughout the entire process, from initial strategic and financial review, to successful close
- Identify prospective investors, coordinate and participate in investor discussions, and assist client in structuring, negotiating, and closing the transaction
- Transaction process is carefully orchestrated to create and maintain a competitive environment, minimize demands on management, assist in negotiating with the investor(s), and ultimately secure capital that best fits clients' needs and objectives
- Provide you with objective advice, guidance, and realistic expectations for terms and deal timing
- You have access to CPGO – cutting edge app
- Monitor all phases of your capital raise
- Proprietary AI investor matching technology
- Message investors and track their interest
- Access investor profiles and contact information
2
Strategic and Financial Review
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- Review preliminary marketing materials, business plans and financial models
- Perform detailed due diligence to understand and develop the investment thesis for the business
- Identify and address any company-specific issues and weaknesses
- Evaluate potential business models in tandem with investment thesis and potential investors
- Plan processes and timing of Pre-Market Preparation, Marketing, and Execution phases
3
Marketing Plan
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- Create and/or modify marketing materials, business plans and financial models
- Systematically screen the universe of investors to a focused set of lead, non-lead, strategic and/or crowd investor
- Create email, LinkedIn, Facebook and other Digital Media campaigns
- Recommend other professional service providers, industry experts, strategic partners and company personnel
4
Marketing
▾
Institutional and Accredited Investors
- Send teaser and call targeted lead, non-lead and strategic investors to foster initial investor interest
- Identify and have serious investors sign a non-disclosure agreement
- Arrange investor calls with management
- Send business plan and financial model to investors or grant access to online data room
- Arrange face-to-face investor/management meetings
- Drive competitive process to ensure best terms for Company
- Breakdown quantitative and qualitative terms to optimize investor selection
- Negotiate term sheet with lead investor
Non-Accredited Crowd Investors
- Provide a team to help you launch your offering
- Form C (Reg CF)
- Campaign Page Build, Perks, Strategy
- Help run your advertising campaigns
- Home Crowd Advantage
5
Execution
▾
- Negotiate and structure final definitive agreement
- Facilitate and monitor investor due diligence*
- Review final offering materials (offering memorandums, subscription agreements, etc.)
- Assist with closing/funding
6
Offering Preparation and Compliance
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- Broker Dealer: Member | FINRA, SIPC
- Licensed in all 50 states
- Document Reviews
- SEC Filings & Communication Support
- Investor KYC-AML*
- Facilitate and Monitor Investor Due Diligence*
* Institutional and Accredited Investors
Our Technology
Proprietary Platform
The CPGO App
Every client gets access to CPGO — our cutting-edge capital raising app that keeps you connected to your raise in real time.
- Monitor all phases of your capital raise
- Proprietary AI investor matching technology
- Message investors and track their interest
- Access investor profiles and contact information
Want to demo the CPGO app?
Try it yourself. Log in with the demo credentials below and click "Access My Capital Raise."
Castle Placement has raised billions of dollars for our clients.
Get Funding. Contact Us.
